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Finra Series-6 Preparation Material

Information About Finra Series-6 Exam

Vender: Finra
Exam Code: Series-6
Exam Name: Investment Company and Variable Contracts Products Representative
Number Of Questions: 325
Certification Name: Products Representative Qualification
Exam Language: English
Questions Type: MCQs
Material Format: PDF & Web Practice Test Software

Prepare Finra Series-6 Exam Questions

Question No 1:

Version: 8.0 Which of the following statements about the over-the-counter market is true?

A. Only penny stocks are traded in the over-the-counter market.
B. Trades in the over-the-counter market are conducted via the auction process.
C. Only bonds and other debt instruments are traded in the over-the-counter market.
D. Stocks that are listed on exchange floors are also traded in the over-the-counter market.

Answer: D

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